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Brown Rudnick Grows Crisis Group With Ex-Cadwalader Atty

Law 360

Brown Rudnick LLP has hired its second attorney from Cadwalader Wickersham & Taft LLP in two weeks, adding a partner to its quietly launched crisis management litigation team, the firm announced Wednesday.

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Cadwalader's Corporate Group Nabs Investment Firm Ex-GC

Law 360

Cadwalader Wickersham & Taft LLP has landed the former general counsel for a New York City-based investment firm, bulking up the firm's corporate practice with his expertise in family office representation and experience advising on a diverse array of transactions, the firm said.

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Proskauer Bolsters Tax Practice With 2 Hires In NY

Law 360

Proskauer Rose LLP has added a pair of battle-tested tax partners to its New York office from Cadwalader Wickersham & Taft LLP and KPMG, the firm announced.

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United States: FINRA Warns Firms About Phishing Email Campaign - Cadwalader, Wickersham & Taft LLP

Mondaq

FINRA alerted members to a phishing campaign involving the use of fraudulent FINRA domain names, including, but not limited to, (i) "@finrar-reporting.org", (ii) "@Finpro-finrar.org" and (iii) "gateway2-finra.org."

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United States: SEC Adopts Rule Imposing Additional FINRA Obligations On Firms With A History Of Misconduct - Cadwalader, Wickersham & Taft LLP

Mondaq

The SEC adopted new FINRA Rule 4111 ("Restricted Firm Obligations") that will impose additional requirements on broker-dealers deemed to pose a significant risk to investors.

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United States: Firm Settles FINRA Charges For Short Sale Trading Violations - Cadwalader, Wickersham & Taft LLP

Mondaq

A firm specializing in execution services for institutional and broker-dealer clients settled FINRA charges for short sales and FINRA trade reporting rule violations.

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United States: Firm Settles NYSE American Charges For Anticipatory Hedging - Cadwalader, Wickersham & Taft LLP

Mondaq

A firm settled NYSE American charges for engaging in anticipatory hedging after acquiring undisclosed information regarding an imminent option transaction.

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