JURIST

JANUARY 17, 2024

The Hong Kong Court of Appeal expunged on Tuesday applicants’ new evidence that sought to demonstrate the regularity and widespread of frontline police officers’ non-compliance with the insignia policies. The government attorney also argued that instances of non-compliance should be seen against the scale of deployment.

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Law 360

DECEMBER 4, 2023

has its work cut out for it under the terms of a $4 billion deal that will require it to ramp up its compliance program under the watch of a monitor, but the exchange's head of compliance told Law360 he's looking at the arrangement as a "business accelerator." Crypto exchange Binance Holdings Ltd.

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InHouseBlog

NOVEMBER 17, 2023

Many lawyers looking for legal positions focus on the pure legal function and do not widen their view to include compliance roles. Compliance jobs often parallel or include many legal and regulatory functions, and savvy legal job seekers keep compliance roles in mind.

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Law 360

APRIL 22, 2024

As regulators increase scrutiny of misleading claims about environmental, social and governance investments, private fund sponsors should consider several practical tips for communicating accurately with potential investors, drafting comprehensive disclosures and establishing internal policies that can keep pace with evolving compliance requirements, (..)

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Customs & International Trade Law

APRIL 19, 2024

Whether your company is new to importing, or has been in the business for years, CBP expects importers to use “reasonable care” to ensure compliance with relevant rules and regulations. This article provides an overview of CBP’s expectations of an importer and practical advice on what you must have in your import compliance plan.

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Chugh LLP

APRIL 8, 2022

Join our skilled legal professionals for a detailed video overview of corporate compliance, including: What corporate compliance entails. Why your company needs a compliance program. What your compliance program should include. What is Corporate Compliance? Why Should Companies Have Corporate Compliance Programs?

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Law 360

APRIL 15, 2024

Apple told a California federal court it has fully complied with an order barring anti-steering rules in its App Store and said complaints from Epic Games, Microsoft and others about its compliance are just efforts by the companies to pad their own profits.

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The Cloud Court Blog

APRIL 2, 2024

Improving Security Posture SOC 2 compliance exemplifies an organization’s commitment to their customer’s trust and is a major milestone towards improving their overall security posture. Process We leveraged Vanta to integrate our key systems and monitor compliance with our policies and procedures.

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OneLegal

AUGUST 25, 2023

Learn about ADA compliance and how law firms can comply to ensure that disabled individuals are correctly served by your organization. The post A guide to ADA compliance for law firms appeared first on One Legal.

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Law 360

MARCH 27, 2024

More than 40% of compliance personnel from asset management, investment adviser and private markets firms are concerned about how the U.S. Securities and Exchange Commission will enforce its new cybersecurity rules, according to findings from a recent survey.

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Law 360

MARCH 25, 2024

The California Privacy Protection Agency and the California Attorney General's Office haven't skipped a beat in investigating potential noncompliance with the California Consumer Privacy Act, and six broad issues will continue to dominate the enforcement landscape and inform compliance strategy, say attorneys at Reed Smith.

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Law 360

MARCH 5, 2024

Swedish telecommunications giant Ericsson said Tuesday it has chosen a lawyer from within its own legal department as the next leader of its compliance department.

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Law 360

MARCH 13, 2024

Securities and Exchange Commission leadership, demonstrate why this year's chief compliance officer annual report filing is no ordinary exercise, and highlight the increasing importance of the report and its usage, say attorneys at Steptoe. Recent settlement actions by the U.S.

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Law 360

MARCH 20, 2024

The Organization for Economic Cooperation and Development reported Wednesday shows that members of the group's inclusive framework — countries that have agreed to adopt minimum standards of an international anti-base erosion plan — have increased their compliance with the standard intended to prevent treaty shopping.

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Law 360

MARCH 19, 2024

Senior law enforcement officials’ statements this month at the American Bar Association's white collar crime conference suggest government enforcement efforts this year will increasingly focus on whistleblower incentives, artificial intelligence and data protection, and companies will need to update their compliance programs accordingly, say attorneys (..)

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Law 360

MARCH 14, 2024

million to a whistleblower who the agency said is the first to use a safe harbor provision for whistleblowers who serve in a firm's internal compliance or audit function. The Commodity Futures Trading Commission announced Thursday that it has awarded roughly $1.25

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iHire

MARCH 12, 2024

HR compliance can be complicated, yet there’s a lot at stake for businesses of any size that don’t understand current regulations. If you have HR compliance questions, this webinar is for you.

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Law 360

FEBRUARY 26, 2024

Businesses newly required to implement compliance programs due to the increased breadth of mandatory sanctions and export controls, including 500 additional Russia sanctions announced last Friday, should closely follow the guidance issued by the Office of Foreign Assets Control and other regulators, say Jennifer Schubert and Megan Church at MoloLamken. (..)

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Above The Law

DECEMBER 16, 2022

The post Website Compliance And The Americans With Disabilities Act appeared first on Above the Law. Becoming an ADA-compliant law firm is not easy, but it is an integral part of an effective marketing strategy.

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Law 360

MARCH 12, 2024

Regulators around the world are actively seeking to enforce data privacy and consumer protection laws against companies providing artificial intelligence-related services, raising complex compliance questions in areas like transparency, data minimization, lawfulness of processing, data subject rights and higher risk activities, say attorneys at Hogan (..)

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JURIST

NOVEMBER 7, 2022

” VGCCC outlines the reasons for the decision of the non-compliance, and concludes the statement by stating: “[T]he VGCCC is also considering further disciplinary proceedings against Crown related to the other findings of the Royal Commission.” for non-compliance with gambling regulations appeared first on JURIST - News.

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Law 360

JANUARY 8, 2024

Recent government actions against FTX and other crypto companies have put a laser focus on corporate compliance failures, with added pressure on compliance officers — making the need for personal risk assessment particularly acute given today's novel anti-money laundering issues, say Poppy Alexander at Constantine Cannon and Caleb Hayes-Deats at MoloLamken. (..)

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Law 360

JANUARY 30, 2024

A former Pfizer compliance officer said he endured harassment and discrimination before being fired in retaliation for reporting the pharmaceutical giant to the U.S.

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Conflict of Laws

OCTOBER 14, 2023

Business compliance in international transactions across the Asia-Pacific region holds immense importance for organizations seeking to expand their activities within this dynamic and evolving landscape. This national conference will be held on 21 February 2024 at The University of Sydney Law School in Australia.

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Law 360

JANUARY 4, 2024

announced Thursday that it has hired a new chief compliance officer, with the move coming amid ongoing scrutiny by the U.S. Securities and Exchange Commission and in the wake of a guilty plea from Binance Holdings Ltd.'s s founder ending a yearslong federal investigation.

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Law 360

OCTOBER 5, 2023

Current and former top brass of Discover were hit with a shareholder derivative suit on Thursday in Delaware federal court alleging they caused the credit card company to misclassify certain products over a 15-year period as a result of an acknowledged compliance failure, which caused the company to lose value and become exposed to litigation and regulatory (..)

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Law 360

DECEMBER 19, 2023

has heightened court concern for assuring fiduciary loyalty and care compliance among state-chartered companies caught up in lawbreaking claims elsewhere, experts told Law360. The Delaware Supreme Court's revival of a multibillion dollar stockholder derivative suit against drug giant AmerisourceBergen Corp.

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Intelligize Blog

NOVEMBER 9, 2023

The SEC says it intends to focus on their compliance programs. Additionally, the commission will consider the extent to which compliance programs address applicable market risks. EXAMS also indicated it will be “monitoring Office of Foreign Assets Control sanctions and ensuring compliance with such sanctions.”

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Law 360

MAY 25, 2022

and its partners have imposed on Russia in recent months pose complex compliance challenges for commercial operations, investments and financial transactions, even when there is not a direct or obvious nexus with Russia, say Anthony Rapa and Matthew Thomas at Blank Rome. The wide-ranging sanctions and export controls that the U.S.

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Law 360

AUGUST 24, 2023

Department of Justice, regarding its compliance with anti-money laundering regulations and that it expects penalties in the end. subsidiary of Canada's Toronto-Dominion Bank revealed in a shareholder report Thursday that it has received inquiries from regulatory and law enforcement authorities, including the U.S.

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Law 360

NOVEMBER 29, 2023

LPL Financial LLC announced Wednesday that it has hired a new chief compliance officer, a former head of compliance for Wells Fargo's wealth and investment management division who also spent time as a Morgan Lewis attorney earlier in his career.

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Law 360

FEBRUARY 2, 2022

TikTok has nabbed a former Panasonic executive and ex-senior attorney with Cadwalader Wickersham & Taft LLP as its head of legal compliance, the legal pro confirmed Wednesday, as the controversial social networking giant builds up its legal and compliance roster amid ever-present regulatory scrutiny.

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Intelligize Blog

JANUARY 23, 2024

But just how worried are securities compliance professionals about the potential threats of AI? An Intelligize Survey on the Use of AI in SEC Compliance ,” surveyed compliance specialists from corporations, accounting firms, consultancies and law firms. The report, titled “ Who’s Afraid of Generative AI?

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Law 360

MARCH 11, 2024

Pfizer has asked a California federal court to again dismiss the bulk of a discrimination and retaliation lawsuit filed by a former compliance officer for the pharmaceutical giant, arguing his latest suit is "largely a regurgitation of his original complaint."

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Law 360

JANUARY 16, 2024

The former head of nonfinancial risk and chief compliance officer at Morgan Stanley is returning to Davis Polk & Wardwell LLP as the chair of its white collar defense and investigations practice just over six years after his last role at the firm.

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FDA Law Blog

NOVEMBER 30, 2023

The 2023 Food and Drug Law Institute’s (“FDLI”) Enforcement, Litigation and Compliance Conference will boast two speakers from Hyman, Phelps & McNamara, P.C. (“HPM”), The conference will also include its annual panel discussion with FDA’s Center Compliance Directors. Blumberg Memorial Lecture. next week, on December 6-7, 2023.

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